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1 Level
789 Review
47 Karma

Review on Stroock & Stroock & Lavan by Justin Butler

Revainrating 5 out of 5

A great resource for Financial Services companies

The team at S&L are extremely knowledgeable about securities laws/regulations as well their corporate clients needs related thereto. I have always found them very responsive with any questions or requests regarding my accounts; they never hesitate nor do not seem rushed when responding! Not much - if anything- that i dislike from working wth this group. They've been excellent throughout our relationship (over several decades). If you're looking specifically within NY State regulations concerning brokerages then definitely utilize these guys first hand knowledge base before hiring anyone else!! Securities compliance requirements across various global markets suchas US Treasury Bills / Bonds etc., Global market developments including FinCEN reporting obligations relatingto AMT Reporting Obligations pertaining to FATCA Compliance issues alongwith other aspects like Anti Money laundering measures required by jurisdictions aroundthe world.

Pros
  • This includes being able tounderstand applicable Security Law elements both statutory an d regulatoryin nature.
  • Knowledgeable understandingand interpretationof pertinent legal documents relevanttoyour account(ies) e g
Cons
  • Some difficulties